FCA Regulated Businesses

FCA regulated businesses are facing increasing challenges with the level of fines now being levied by the FCA for mis-selling of financial products and failure to fully comply with the CASS rules.  We have considerable experience of this highly-specialised area and regularly work with clients regulated by the FCA.

Services we offer to FCA regulated clients include:

• Client money audit

• VAT, particularly in relation to the VAT treatment of services provided by IFA companies

• Assistance with FCA Returns

• Preparation of Annual Financial Statements

• Audit of Annual Financial Statements

For further advice please contact Mark Bramall on 01743 241281 or email mark.bramall@dykeyaxley.co.uk.