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FCA Regulated Businesses

FCA regulated businesses are facing increasing challenges with the level of fines now being levied by the FCA for mis-selling of financial products and failure to fully comply with the CASS rules.  We have considerable experience of this highly-specialised area and regularly work with clients regulated by the FCA.

Services we offer to FCA regulated clients include:

  • Client money audit

  • VAT, particularly in relation to the VAT treatment of services provided by IFA companies

  • Assistance with FCA Returns

  • Preparation of Annual Financial Statements

  • Audit of Annual Financial Statements

For further advice please contact Mark Bramall on 01743 241281 or email mark.bramall@dykeyaxley.co.uk.