FCA regulated

FCA regulated businesses are facing increasing challenges with the level of fines now being levied by the FCA for mis-selling of financial products and failure to fully comply with the CASS rules.  We have considerable experience of this highly-specialised area and regularly work with clients regulated by the FCA.

Services we offer to FCA regulated clients:

  • Client money audit
  • VAT, particularly in relation to the VAT treatment of services provided by IFA companies
  • Assistance with FCA Returns
  • Preparation of Annual Financial Statements
  • Audit of Annual Financial Statements.


    Your advisor

    Mark Bramall

    Mark Bramall



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    If you would like some advice or have a question about your business, we would be happy to hear from you. Please complete the contact form and one of our team with be in touch very soon.